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Abstract
An explicit expression was
developed for approximating the break-even radius of
insulation on a cylinder in cross flow with forced
convective heat transfer where the heat transfer rate equals
the heat transfer rate from a bare cylinder. Similar
assumptions for the classical form of the critical radius of
insulation were invoked. However, the assumption that the
heat transfer coefficient is independent of the radius of
insulation was relaxed. The explicit expression derived
here uses an algebraic approximation for the
logarithmic-mean radius of insulation to avoid the
computational inconvenience of solving the implicit
nonlinear function of the break-even radius of insulation
that is sensitive to initial guesses for the root. The
results of the approximation agree with the implicit
expression within 1% and 5% for practical insulation
thicknesses up to 15 and 25 times the radius of the bare
cylinder, respectively. An analytical expression for the
critical radius of insulation where the convective heat
transfer coefficient varies with radius of insulation is
also included.
Introduction
It is well known that wrapping a
cylinder in a uniform layer of insulation may enhance the
rate of heat transfer between the cylinder and an external
fluid by increasing the external surface area [1, 2]. The
heat transfer rate to or from an insulated cylinder reaches
a maximum at the critical radius of insulation. At the
break-even radius of insulation, the effect of additional
surface area balances with the effect of additional
conduction resistance to give the same heat transfer rate as
a bare cylinder [2]. Increasing the radius of insulation
beyond the break-even value should lower the heat transfer
rate between the cylinder and a surrounding fluid.
Information about the critical
radius of insulation is useful when the goal is to maximize
the heat transfer rate. However, fin type technology for
enhancing the heat transfer area may be preferred in this
situation. The critical radius of insulation has limited
usefulness for determining the amount of insulation required
to reduce the rate of heat transfer. Conversely, the
break-even radius is essential to design and economic
analysis of insulating cylindrical systems, such as pipes.
A classical analytical solution for the critical radius of
insulation is widely known for the case of constant cylinder
surface temperature and heat transfer coefficient that is
independent of the radius of insulation. However, no
simple, analytical solution for the break-even radius of
insulation is available due to the nonlinear nature of the
heat transfer rate as a function of the radius of insulation
[2].
Other investigators [3-5] have
considered relaxing the classical assumptions on the
critical radius of insulation, including the effects of
multidimensional heat transfer, variable heat transfer
coefficients, and radiation. This work describes a new
explicit approximation
for the break-even radius of
insulation under conditions of
forced, cross-flow convection heat transfer that includes
the effect of varying the radius of insulation. A new
analytical expression for the critical radius of
insulation was also derived for these
conditions. This work is limited to one dimensional heat
transfer in the radial direction of a cylindrical geometry
by conduction through a uniform insulation layer and
convection between the outer surface and a surrounding
fluid.
Theory
The cross section of an insulated
cylinder is illustrated in Figure 1. The steady-state,
convective heat transfer rate per unit length from a bare
cylinder is described by Newton’s law of cooling:

where q’i is the convective heat transfer rate
per unit length of cylinder, ri is the radius of
the bare cylinder, hi is the convective heat
transfer coefficient for the bare surface without
insulation, Ti is the bare cylinder surface
temperature, and Tf is the surrounding bulk fluid
temperature.

Figure 1. Cross section of a cylinder
with radius ri, radius of insulation ro,
bare surface temperature, Ti, surrounded by fluid
with bulk temperature, Tf.
A layer of insulation on a
cylinder has the combined effects of increasing the
resistance to heat transfer by conduction through the
insulation while increasing the outside surface area that
enhances convective heat transfer:

where q’o is the heat transfer rate per unit
length of cylinder, Ti is the temperature at the
cylinder-insulation interface, k is the thermal conductivity
of insulation, ro is the outside radius of
insulation, and ho is the outside convective heat
transfer coefficient for the insulated cylinder. Equation
(2) assumes constant properties and heat conduction only in
the radial direction.
The
ratio of the heat transfer rates described by Equations (1)
and (2) for the cylinder with and without insulation gives:

where the Biot number is defined
in terms of the bare cylinder conditions:

Baehr and Stephan [6]
recommend the correlation of Zukauskas and Zingzda [7] for
predicting the forced convection heat transfer coefficient
of a cylinder with cross flow:

where kf, Re, and Pr
are the fluid thermal conductivity, Reynolds number and
Prandtl number, respectively. The physical properties of
the fluid required in Equation (5) are evaluated at the bulk
fluid temperature, Tf. The constant, c, and
exponents, m and n, depend on the Reynolds number, which is
defined in terms of the cylinder radius:

where uf and vf are the bulk fluid
velocity and kinematic viscosity, respectively. The ratio
of heat transfer coefficients for the insulated cylinder
relative to the bare cylinder using Equations (5) and (6)
gives a power law function of the radii:

The Reynolds number exponent m has values listed in Table 1
for conditions ranging from laminar to turbulent flow.

The exponent m may be treated as
constant when the Reynolds number for forced convection on a
bare cylinder is of the same order of magnitude as the
Reynolds number for the larger diameter of insulation.
Substitution from Equation (7) into Equation (3) gives:

As an example, Equation (8) is plotted in Figure 2 for a
range of exponents, m, with Bi = 0.4 to compare the critical
and break-even radii. The plot shows how the heat transfer
rate initially increases to a maximum as the radius of
insulation increases. The critical radius in this example
for m > 0.4 is approximately twice the radius of the
cylinder. This is followed by a decrease in the heat
transfer rate back to a level even with that of the bare
cylinder, marked by the horizontal line. The break-even
radius for this example is at least five times the cylinder
radius for m > 0.4. The benefits of adding a layer of
insulation to inhibit heat transfer are only realized at an
insulation thickness in excess of the break-even radius.
However, for laminar flow conditions with m = 0.4, the
critical and break-even radii of this example practically
equal the bare cylinder radius, indicating that any
insulation added lowers the heat transfer rate between the
cylinder and the surrounding fluid.

Figure 2. Dimensionless heat transfer
rate from an insulated cylinder with Bi = 0.4 for the full
range of Reynolds number exponents, m.
Critical Radius of Insulation
The maximum heat transfer rate per unit length occurs at the
critical radius of insulation, which is determined by
setting to zero the derivative of the heat transfer rate
with respect to the outside radius of insulation:

where rc is the
critical radius of insulation.
The classical [1] result for the critical radius of
insulation assumes that the convective heat transfer
coefficient is independent of the radius of insulation; ho
= hi. The classical assumption has the result
that m = 1 in Equations 7 and (8) to give the following
well-known, simple expression for the classical critical
radius of insulation relative to the bare cylinder radius
[2].

Substitution from Equation (8)
into Equation (9) gives a result for the relative critical
radius of insulation with convection in cross-flow when the
classical assumption of radius independence is relaxed:

Equation (11) reveals limits on
the Biot number for the case of cross flow. In the limit Bi
® 0, rc
®
¥.
In the limit Bi
®
m, rc
®
ri. Note that the bare cylinder radius cannot
exceed the critical radius of insulation, such that 0 < Bi
£
m.
Break-even Radius of Insulation
The break-even radius occurs when
the heat transfer with and without insulation are equal. In
this case Equation (8) simplifies to:

where rb is the
break-even radius of insulation. Equation (12) does not
have an analytical solution for rb. An
iterative, “trial and error” solution method is required to
obtain the root. The nonlinear nature of Equation (12) is
such that convergence to the correct root is sensitive to
the initial guess needed to initiate the iterative solution
method. This computational inconvenience is overcome for
practical applications by an approximation for the term
involving the natural logarithm.
Method of Solution
Equation (12) is rearranged using
the following substitution:

The left-hand-side of Equation
(14) is the logarithmic mean of 1 and R-1.
Underwood [8] derived an
approximation for the logarithmic mean expression with
application to the log-mean temperature difference commonly
used for countercurrent heat exchanger design. Underwood’s
approximations for the log-mean has found application in
simplifying the analysis of gas membrane permeation [9, 10]
and staged separation processes [11]. Underwood’s [8]
approximation for the log-mean in Equation (14) gives:

Underwood [8] proposed n = 1/3 for the practical range of
temperatures in heat exchanger analysis. Chen [12]
recommended n = 0.3275 to extend the range of usefulness in
heat exchanger design. The approximation for the log-mean
in Equation (15) transforms Equation (12) into an explicit
function for approximating the break-even radius of
insulation:

Results and Discussion
Implicit solutions for the
break-even radii were determined by the iterative conjugate
gradient method using the computational software MathCADÒ. Other iterative methods
available in the computation software, including the
Levenberg-Marquardt and Newton’s method were also used. It
was found that each iterative solution method was sensitive
to the initial guess for the root. For higher values of Bi
near the upper limit m, an initial guess within +5% of the
root was required for solution convergence.
The classical assumption that the heat transfer coefficient
is independent of the radius of insulation was shown in
Figure 2 to give upper bounds for the critical and
break-even insulation radii. Results for the case where m =
1 corresponding to the classical assumptions are included in
the following discussion for purposes of comparison. The
results for the critical and break-even radii of insulation
over the range of m listed Table I reveal the affect the
Reynolds number exponent m on the solution. The critical
and break-even radii increase as m increases from 0.4 for
laminar flow to 0.8 for turbulent flow.
Equation (16) is plotted
against the bare cylinder Biot number in Figure 3 in order
to compare the explicit approximation to the implicit result
obtained from the trial-and-error solution to Equation
(12). Recall that the upper limit on Bi is the Reynolds
number exponent m. The explicit approximation for the
break-even radius agrees with the implicit solution within
1% for rb/ri <15 and 5% for rb/ri
< 25 for all values of m. Chen’s [12] recommendation for n
= 0.3275 extends the range for 1% agreement to rb/ri
<20 and 5% agreement to rb/ri < 40 at
lower values for Bi. However, the results using Underwood’s
[8] recommendation for n = 1/3 gives slightly better
agreement when Bi > 0.5. In nearly all cases, the explicit
approximations are greater than the implicit solutions
providing conservative results when designing insulation for
a cylinder. The range of agreement between
the explicit approximation and the implicit function is well
within most practical applications of insulating a cylinder
to reduce the rate of heat transfer. The trends in Figure 3
also indicate that the break-even radius of insulation
increases as the convective heat transfer coefficient for
the bare cylinder decreases for constant m and ri.
Thus, insulating a cylinder is more important for conditions
involving larger heat transfer coefficients where the
overall resistance to heat transfer between the fluid and
cylinder is reduced.

Figure 3. Comparison of the explicit
and implicit break-even radius results with Underwood’s [8]
approximation for the full range of Reynolds number
exponents, m.
The break even radius of insulation is compared with the
critical radius of insulation in Figure 4. The results of
Figure 4 show that the break-even radius of insulation
increases exponentially relative to the critical radius and
can exceed the critical radius by one or more orders of
magnitude. Thus, the critical radius of insulation has
limited value for decision making when insulating cylinders
to lower the heat transfer rate involving conduction and
convection.

Figure 4. Break-even vs. critical
radius of insulation for the full range of Reynolds number
exponents, m.
Conclusions
Simple, explicit expressions were
derived
for the critical and break-even radii of insulation on a
cylinder with cross-flow, forced convection heat transfer.
The explicit function for the break-even radius of
insulation was derived using Underwood’s [8] approximation
for the logarithmic mean applied to the dimensionless radius
of insulation. The explicit function for the break-even
radius of insulation eliminates the computational
inconvenience of solving the nonlinear function that
requires a good initial guess and an iterative solution
method. The solution provides practical results for typical
applications of insulation where the thickness of insulation
is less than 25 times the radius of the cylinder. The
explicit approximation for the break-even radius is limited
by the assumptions of one-dimensional heat transfer by
conduction and convection and constant properties.
Nevertheless, the results presented here are useful as a
guide in economic analysis of insulating cylindrical
systems, such as pipes.
Nomenclature
Bi = Biot number or dimensionless
radius of insulation
c = constant coefficient in
correlation for the convective heat transfer coefficient.
h = convective heat transfer
coefficient, W/m2·K
k = thermal conductivity of
insulation, W/m·K
Pr = Prandtl number for the bulk
fluid
q’ = heat transfer rate per unit
length, W/m
r = radius, m
R = dimensionless radius of
insulation
Re = Reynolds number for the fluid
in cross-flow over a cylinder
T = temperature, K
u = velocity, m/s
v = kinematic viscosity, m2/s
Subscripts/Superscripts
b = break-even conditions
c = critical conditions
f = fluid
i = reference to radius of bare
surface
m = heat transfer coefficient
exponent
n = Underwood exponent
o= reference to radius of insulation
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