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Introduction
In the
current educational climate of the “No Child Left Behind” Act and
significantly increased standardized testing, many states within the
United States are mandating that institutions of higher education
involved in the preparation of future teachers be accredited by national
or state recognized accrediting agencies. Some of these accrediting
bodies include the National Council for the Accreditation of Teacher
Education (NCATE) and the New York State Board of Regents and the
Commissioner of Education. This move toward accreditation has
necessitated the in-depth examination of all teacher education programs
and education faculty professional development.
Accrediting bodies, such as the National Council for the Accreditation
of Teacher Education (NCATE), strive to improve the quality of teacher
preparation programs. Through assessment-based analysis of
institutional practices, NCATE accredits institutions of higher
education that successfully address six Unit Standards, which include:
1) Candidate Knowledge, Skills, and Dispositions, 2) Assessment System
and Unit Evaluation, 3) Field Experiences and Clinical Practice, 4)
Diversity, 5) Faculty Qualifications, Performance, and Development, and
6) Unit Governance and Resources. In addition, the various teacher
education programs within an academic institution must also meet the
program standards within their respective professional associations.
The process requires comprehensive curricular reviews to determine the
extent of compliance with the individual national associations (National
Council of Social Studies, National Council of Teachers of English,
National Society for Teachers of Mathematics, National Science Teachers
Association, for example). Each organization has a series of standards
that define the goals and objectives for teachers and teacher
candidates. Designing or redesigning teacher preparation programs from
standards subsequently aligned to assessment is a vastly different
undertaking than designing programs from a curricular base, which is
what has traditionally been done in teacher education (Pankratz, 2004).
Since viewing teacher education through a standards assessment lens
rather than through a curricular lens is a somewhat new initiative, it
can prove at times to be quite challenging.
To better
understand the NCATE accreditation process, it’s important to understand
some terminology used by the agency. As accreditation efforts help to
ensure that the education programs within an institution of higher
education meet the needs and expectations of the entire professional
community, it’s important to define that community and its
constituents. According to the NCATE Glossary of Terms, the
Professional Community is comprised of "full- and part-time faculty
(including clinical faculty) in the professional education unit, faculty
in other units of the college/university, P-12 practitioners,
candidates, and others involved in professional education" (NCATE,
2006). Essentially, the community includes all stakeholders that play
any type of role in a teacher preparation program.
Within the
Professional Community lies the Professional Education Unit (PEU). The
Unit is defined as "the institution, college, school, department, or
other administrative body with the responsibility for managing or
coordinating all programs offered for the initial and continuing
preparation of teachers and other school personnel, regardless of where
these programs are administratively housed" (NCATE, 2006a). At most
institutions, the PEU consists of faculty from a variety of areas of
academic study. These can include English Language Arts, Foreign
Language, Mathematics, Sciences, Social Studies, Fine Arts, Business and
Economics, and of course, programs within education. In addition,
school districts also play an important role in preparing teacher
candidates, both as affiliates who support education programs and as
consumers who rely on the institution as a source of quality educators,
administrators, teacher resources, and professional expertise. The most
essential members of the Professional Community include teacher
education candidates, who interact with all of the other members of the
Professional Community, influencing and being influenced by all of the
previously mentioned groups.
It is in conjunction with, and with the cooperation of these
aforementioned groups, that institutions of higher education attempt to
address the six Standards outlined by NCATE. Although all the NCATE
Standards are very important, this article is focused on aspects and
issues surrounding Standard 2, Assessment and Unit Evaluation. It is
the intention of the authors that their experiences with the NCATE
accreditation process will help other institutions develop their own
system, with an understanding of what will make it a worthwhile
endeavor. What follows below is a combination of areas in which we were
successful, lessons that we learned, and words of wisdom along the lines
of “if we knew then what we know now.”
Purpose of Assessment System
Program evaluation via a clearly articulated and implemented assessment
system provides data for program improvements and validates the benefits
of current practices (Kimball, Harriman, & Hanley, 2002; NCATE, 2001;
Pepper & Hare, 1999). The instruments used to gauge this data may range
in purpose and/or form in order to include outcome-based and
objective-based assessments, pre-/posttest comparisons, course
evaluations, and student and alumni surveys, incorporating both
quantitative and qualitative information (Gall, Gall, & Borg, 2003;
Pepper & Hare, 1999). Knowing what to use in a comprehensive system and
how to use it efficiently is unique to each environment. Noted
limitations to the effectiveness of an assessment system include time
constraints, allocation of resources, fear of negative outcomes based on
findings, and a lack of training in research methods appropriate for
evaluating school programs (Garcia & Floyd, 2002; Lusky & Hayes, 2001;
Mitchell & Yamagishi, 2005).
In April 2002, Japan’s Ministry of Education announced that all primary
and secondary schools must complete self-evaluations of their
educational activities (this includes school management) and publicly
report their findings (Nagao, Kuji-Shikatani, & Love, 2005). The initial
reports led to the creation of a professional development project
intended to equip “teacher-evaluation facilitators” with the skills and
competencies to implement school evaluation systems. The curriculum of
the 4-day seminar, developed by the Japan Evaluation Society in
collaboration with the Canadian Evaluation Society, set forth six
outcome objectives: evaluation theory; foundations in terminology,
concepts, objectives, and processes; basic approaches, designs, data
collection and analysis; reporting and utilization of results;
implementation and organizational issues; and networking among school
evaluators. Evaluation of the pilot test demonstrated a continuum,
incorporating six forms of assessment: pre-post evaluation, daily
workshop assessment by participants, assessment by instructors regarding
participants and reflections of delivery, a six-month post-training mail
survey, a six-month follow-up seminar, and continuing long-term
follow-up assessments on the effectiveness of implementing evaluation
programs after completing this professional development. Participants in
this professional development activity responded positively to the
information gained from the seminar experience, with 95% of their
schools conducting the type of evaluations presented.
NCATE recommends that assessment systems for institutions of teacher
educators base candidate performance on multiple assessment measures
implemented across the duration of the program, from admission to
completion (2006b). Because these measures directly relate to candidate
success, the Professional Educational Unit is responsible for
continuously conducting, evaluating, and revising procedures to
eliminate bias, as well as to establish fairness, accuracy, and
consistency of performance assessment procedures (Gollnick, 2006).
Accountability of this process is achieved by sharing information about
program effectiveness with all stakeholders.
Those committed to ongoing program evaluation are more likely to revise
their practices to meet the ever-evolving needs of students in today’s
society (Lusky & Hayes, 2001). Assessment systems are not unique to
education programs. Consider the CGR approach presented by engineering
professor, Neelam Soundarajin (2004). Soundarajin developed
Course-Group-Reporting (CGR) to connect the assessments already
administered with decisions for program improvements. Each group of
faculty becomes responsible to produce reports addressing various
important issues from the data collected through a multitude of
assessment instruments. This data may be used, not only for changes and
improvements, but as evidence of success for current and future
stakeholders in the educational process.
Working With Data
Collecting data with a clear purpose guides the selection of an
evaluation model or approach (Gall, Gall, & Borg, 2003). The chosen
model should fit the purpose of evaluation and the questions being
asked, the methods for collecting data, and the relationship amongst all
stakeholders involved or affected by the process. Another important
consideration is what will be evaluated, taking into consideration
program goals, resources and procedures, and program management. Once
these have been decided, efforts should now focus on selecting the
instruments that fit the design and timeline of the assessment system.
Walter Kimball, Nancy Harriman, and Susie Hanley from the University of
Southern Maine (USM) considered three attributes of assessment systems:
authenticity, continuity, and fairness (2002). Guided by these
attributes, their system follows candidates through an internship
program with seven significant events strategically planned to review
progress over time, beginning with orientation and culminating with a
portfolio exhibition. Based on initial program evaluation data that
revealed students perceptions of expected outcomes, the Extended Teacher
Education Program of USM modified the curriculum to introduce and
integrate outcomes earlier and more functionally throughout the program.
Three years of subsequent evaluation data indicated improvement in this
area, demonstrating beneficial use of their assessment system.
A vast range of information contributes to a comprehensive assessment
system. Modified by the purpose and goals, this includes, but is not
limited to: applicant qualifications and admissions data, candidate
proficiencies, competency exams, licensure data, unit operations,
program and course evaluations, alumni surveys, course assignments and
rubrics, reflection journals, student-faculty conferences, portfolio
assessment forms, focus groups, capstone projects, graduation rates,
grade point averages, and field practicum evaluations (Garcia & Floyd,
2002; Ingram, Haynes, Davidson-Shivers, & Irvin, 2005; NCATE, 2006; Ward
& McCotter, 2004; Weisenbach, 2002). To track these assessments, several
methods have been employed, including a variety of matrices. Ward and
McCotter (2004) documented rubric results to note patterns in candidate
performance. Garcia and Floyd (2002) surveyed 48 programs to describe
what schools are doing to assess outcomes and how this data is used for
program and curriculum development. One program included in this study
posed two guiding questions to analyze documentation: “To what extent
does the curriculum reflect the mission, goals, and objectives of the
program?” and, “To what extent have our graduates mastered the
knowledge, values, and skills embodied in our mission, goals, and
curriculum objectives?” (Garcia & Floyd, 2002, p.379). Those programs
with a clearly defined purpose that used an organizational framework
were more able to present a direct link matching specific objectives
with corresponding measurement tools. Furthermore, for a program to
effectively use the results to influence program planning, the gathered
outcome data needs to have supporting process data to complete the loop.
Citing theoretical background of effective methods for training
teachers, Pepper and Hare (1999) modified Robert Stake’s Countenance
Model of Educational Evaluation to address congruence between standards
and data collection under the description matrix, and to demonstrate how
judgments and recommendations influence program revision, elimination,
and enhancements through research-based knowledge under the judgment
matrix. A curriculum matrix developed and implemented by the psychology
program at Seton Hall University ensures that each department
articulates and monitors their objectives across the spectrum of courses
offered (Levy, Burton, Mickler, & Vigorito, 1999). Students as well as
faculty completed data for this matrix, allowing comparison of
impressions indicating how well the program achieved its objectives.
The 2002 research of Garcia and Floyd examined how a number of schools
assess educational outcomes and then integrate the data into program and
curriculum development. The most prominently implemented tools included
alumni surveys, grades or GPAs, field practicum evaluations, and student
course evaluations. However, their discussion cautions against relying
on tools focused on perceptions and attitudes, or measurements with
questionable reliability and validity. Considering this advice, the
following studies are encouraging. Loadman, Freeman, Brookhart, Rahman,
and McCague (1999) created the National Survey of Teacher Education
Program Graduates to address validity and reliability through
norm-referenced data of the instrument. Alumni and student databases
provide valuable and necessary information through surveys, enrollment,
course evaluations, and cross-referenced data (Davidson-Shrivers,
Inpornjivit, & Sellers, 2004; Ingram, Haynes, Davidson-Shrivers, &
Irvin, 2005). Reflections, though difficult to measure quantitatively,
are a vital component of pre-service teacher growth and development that
may be used as a benchmark assessment tool, as well as to guide planning
and instruction (Kimball, Harriman, & Hanley, 2002; Ward & McCotter,
2004). Ward and McCotter (2004, p. 250) developed a rubric to determine
the level of reflection (routine, technical, dialogic, and
transformative) across dimensions of focus of concern, process of
inquiry, and change in practice and perspective. Teacher Work Samples
are complex performance assessments that document teacher education
candidates through teaching a set of lessons, covering all aspects of
the instructional unit over a minimum of four weeks (Denner, Salzman, &
Bangert, 2002). In linking assessment to performance, Denner, Salzman,
and Bangert (2002) created two scoring rubrics, one holistic and one
analytic, which they tested for generalizability and validity. Used in
conjunction with a variety of assessment instruments, including both
quantitative and qualitative measures, these tools may provide insight
into patterns or discrepancies between the mission, goals, and
objectives, and the actual outcomes of a teacher preparation program.
Collaborating With Colleagues and the Institution
Collaborating on an ongoing initiative such as program assessment means
taking into consideration a number of factors regarding the experience
and expertise each member brings to the endeavor, and the level of
commitment required from various constituents. The notion of program
assessment leads some faculty to fear program changes or cuts that may
directly impact their employment (Garcia & Floyd, 2002; Lusky & Hayes,
2001; Sargent & Waters, 2002). The protection of tenure systems often
allows more experienced faculty a buffer zone in which they may choose
to pass on job requests in favor of other professional pursuits,
creating more responsibilities for junior faculty (Bess & Goldman,
2001). At the same time, new faculty undergo a process of organizational
socialization through which they embrace the university’s values,
expected behaviors, and social knowledge required for recognition among
the professional community (Schrodt, Cawyer, & Sanders, 2003). Untenured
faculty are still receiving both formal and informal knowledge about
these aspects of the institution. Results of research conducted by Olsen
(1993) indicates that faculty satisfaction with the work environment
declines in the first three years as they undergo high amounts of stress
caused by the tenure process. In addition, the research conducted by
Schrodt, Cawyer, and Sanders (2003) revealed comments indicating junior
faculty desire for additional support from mentors and colleagues
regarding issues of research, university politics, and career-related
information. A recent study of adjunct faculty, who may be included in
some manner in the assessment system, describes a significant and
negative relationship between relative deprivation and job
satisfaction, professional commitment, and the performance of
organizational citizenship behaviors, all of which influence the
collaborative efforts required for an effective, sustainable assessment
system (Feldman & Turnley, 2004). Efforts to reduce relative deprivation
among members by recognizing their achievements and contributions to the
professional community include fringe benefits, training opportunities,
and competitive salaries.
Resources for evaluation research are “the personnel, equipment, space
and other cost items needed to implement program procedures” (Gall,
Gall, & Borg, 2003, pp. 547). Institutional support is an important
contextual factor in the outcome of collaborative compilations and may
come in the form of information technology staff, administrative staff,
collegial supporters and mentors, and resource allocation (Sargent &
Waters, 2004). A survey of deans and NCATE coordinators revealed costs
in personnel, time, and technical resources were a primary concern in
implementing and maintaining a properly functioning assessment system in
compliance with Standard 2 (Mitchell & Yamagishi, 2005). Clarity and
cohesiveness of an assessment system is directly related to the
allocated resources (Garcia & Floyd, 2002). The design of the assessment
system must take into consideration hidden costs in the form of supplies
and resources that may be reallocated from other programs and budgetary
expenses (Gall, Gall, & Borg, 2003).
Welsh and Metcalf (2003) explored four variables in a review of faculty
support for institutional effectiveness activities relating to program
assessment and accreditation proceedings. These variables include how
the faculty and institution define quality, internal verses external
motivational factors, depth and breadth of the project undertaking, and
the level of involvement for various stakeholders. Participant responses
demonstrate suspicion as to the purpose of accreditation endeavors,
however increased institutional support appeared to diminish these
sentiments. The discussion suggests three benchmarks of “best practices”
for cultivating support from faculty. First, the primary purpose of
implementing activities must convey an initiative to improve programs
and services. Second, faculty need to develop a sense of ownership in
the process in order to fully commit themselves. Third, an
outcomes-oriented perspective allows stakeholders to see quantitative
“proof” of progress and quality. These practices, along with open and
honest communication facilitate in creating an atmosphere of
collaboration and productivity.
Implications
Following from the discussion above, it is clearly important to have the
administration at your institution fully supportive of the accreditation
effort. In general, this is not difficult to acquire as most
administrations realize the criticality of accrediting their colleges,
schools, and/or divisions of education. (In some states, accreditation
by a federally or state-recognized accrediting body is required!)
However, while verbal support from administration for accreditation is
often forthcoming, it is important that money, release time, and most
importantly, institutional cooperation also be given.
Monetary support is essential for many of the initiatives that need to
be undertaken to achieve accreditation. It is likely that a dedicated
“NCATE Coordinator” will need to be hired – or at least given release
time – to organize this significant undertaking. Many aspects need to
be organized for the accreditation process, including data collection,
subcommittee formation, and cooperation from other areas of the
university such as administration, the arts and sciences, and media
services. As well, writing the final institutional report is an
enormous job and clearly needs to be facilitated by one individual so
that the document, likely put together by various individuals or groups,
reads as if written in one voice. These are merely a few of the vast
responsibilities of an NCATE Coordinator and this individual needs to be
compensated by the institution in some regard.
Another undertaking that requires monetary support is data collection
for unit assessment purposes in order to provide data, or evidence, that
students are attaining goals or objectives supported by the
institution’s conceptual framework. Often institutions do not consider
the cost of mass mailings of instruments such as alumni or employer
surveys, but for larger institutions, these could number in the
thousands for any individual survey. As well as mailing costs,
photocopying, paper, envelopes, and return envelopes, also add to
overall costs. Further, once these instruments are returned, analysis
of the data takes place and in one form or another, this also costs
money. If these instruments are electronic, then the development of
web-based surveys could necessitate purchasing specialized software or
paying a programmer/developer. If survey instruments are hardcopy, then
data analysis needs to be done by hand. While a committee chair or
professor could do this, it is advisable to hire a research assistant to
complete this extensive, and often times tedious, work. As this type of
data collection is meant to be a continuous, sustainable endeavor it is
important that a position or part of an individual’s workload be
dedicated to this task and supported at the outset of undertaking
accreditation. However, it is strongly advised that an electronic
data-gathering/data-analysis interface be adopted. This is preferable
not only because it is a more efficient way to work with necessary data,
but it also facilitates the dissemination of gathered data to the
involved parties, i.e. program chairs, directors of student teaching,
deans, etc. It is key that these various groups or individuals
communicate easily and have access to candidate information as they
progress through the various teacher preparation programs.
Other monetary expenses may come in the form of course release or extra
service pay for faculty or staff. While often institutions give faculty
the assurance that work on the accreditation effort will count as
scholarship or service work, to the rest of the professional
communities, that doesn’t count for much in terms of an individual’s
professional profile. As well, accreditation can be the whole of an
individual’s service work and then some. It is important that faculty
working on the accreditation effort sacrifice neither their scholarly
activities, nor the entirety of other service work, to accomplish this
monumental task. It is therefore important that they be given time or
other compensation to complete work associated with NCATE
accreditation.
The writing
of the institutional report is a difficult endeavor at best and involves
the cooperation and collaboration of many diverse parties and
individuals. It takes an individual who has a certain amount of
seniority within an academic institution, as well as one who has
substantial experience with the NCATE process. It’s best if the
individual coordinating the writing of the report is the NCATE
coordinator and/or senior faculty. If this individual prefers to pass
the writing or editing of the Institutional Report on to a faculty
member who may be a better writer, that can work also, however the
organizing and managing of the report needs to remain in the hands of
the NCATE Coordinator. The reason for this is that the information for
many aspects of the report need to be culled from administration,
institution-wide committees, personnel in charge of university resources
and governance, faculty in the arts and sciences, as well as faculties
and committees within education. Within normal institutional operations
it is quite difficult to coordinate all these sources of information,
not to mention trying to do so under a deadline. Only an individual
with some clout in the university could feasibly do this with any
success and expediency. Not to mention that only a long-standing member
at an institution would know where to go for needed information without
having to spend extra time researching such resources. Clearly, it’s
unadvisable to leave accreditation solely to junior faculty, although
certainly they can play important and necessary roles within such an
effort.
To that end, it is important that the whole or the majority of
accreditation responsibilities not fall to untenured faculty.
Unfortunately, more often than not, untenured faculty are the ones who
are given various accreditation jobs to complete without having the
proper knowledge or support to accomplish them. It is senior (tenured)
faculty who should be working on the various accreditation initiatives
and reports, as they are the ones who are able to most efficiently and
effectively complete this work. Senior faculty has knowledge of the
institution’s resources, human or otherwise, to enable them to implement
necessary initiatives or acquire needed information quickly.
Specifically, facilitating the acquisition of assessment data, the
discussion with the involved faculties of data-driven conclusions that
may modify professional practice, and most importantly, the writing of
the institutional report, should all be undertaken by dedicated, tenured
faculty members.
Recommendations
Before you enter into the accreditation process, it is important to
remember not only the items discussed above, but also the following set
of guidelines. These guidelines will assist in creating an overall
approach to accreditation with not only an eye on the beginning stages,
but also the continuing processes, sustainable initiatives, and final
outcomes. They facilitate an overall view of accreditation in more or
less a linear fashion, and assist in making it a much more effective and
efficient process. The recommended guidelines for NCATE accreditation
are as follows:
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Create
your conceptual framework with an eye heavily trained on
performance-based outcomes and assessment. Make it a collaborative,
group effort, involving members from all areas of the professional
unit (NCATE, 2006b). Critical to the accreditation process when
defining the framework is the involvement of faculty from the Arts
and Sciences. Input from all these groups and individuals will
ensure a well-rounded and representative work including philosophies
and ideologies from all professionals involved with teacher
candidate preparation.
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Define
your objectives from your conceptual framework. Make them clear and
straightforward. The group that created the conceptual framework is
generally the best group to create the objectives.
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Form a
different committee to create assessment outcomes. While the group
that created the conceptual framework and resulting objectives can
also create the assessment outcomes, it is better for a group with a
fresh perspective to do this. It will be easier for them to align
the assessment with the objectives without the confounding nuances
of the conversations that surrounded the creation of the conceptual
framework and objectives. Be sure to include representatives from
all teacher certification programs, field placement and Arts and
Sciences. It is also crucial to the assessment effort to ask that a
representative from Institutional Research or Alumni Affairs sit on
the committee as well. This is important because the assessment
effort is larger than teacher education candidates attending
university. Data collection may also extend to alumni, employers,
field supervisors, parents, P-12 students, and community members.
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Define
your assessment outcomes from your conceptual framework objectives.
Make them performance-based and behavioral. It’s important that
they are written in terms that are measurable rather than general or
vague. This is essential when defining dispositional outcomes,
which are often hard to identify. It is helpful to thoroughly
research this area in order to understand the difficulties of
measuring dispositions quantitatively.
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Since
unit assessment involves all teacher certification programs, it is
important to bring the assessment outcomes that the committee
created to all faculty members involved in the accreditation
effort. This can be accomplished either through assessment
committee representatives bringing the outcomes to their home
departments or having a large general session where all faculty
could attend and the outcomes could be presented, discussed,
modified, and hopefully, adopted. It is important that this step
occur because NCATE accreditation is not meant to be simply a “paper
chase.” It is meant to be a process that promotes systemic change
within teacher education and preparation. In order for this to
occur, all individuals concerned with teacher preparation and
accreditation need to be involved in decision-making, either in a
large group or small committee. This allows faculty and members of
the academic unit to take ownership of the accreditation process and
any changes resulting from it. As well, when all are involved in
decision-making, each individual is able to discuss, and thereby
promote, the goals, frameworks, outcomes, etc. that are adopted by
the unit at large. This promotes an institutional culture in which
constituents are informed and invested in accreditation, making the
process less of a set of hoops to jump through but rather, an
opportunity to reflect upon and improve how teacher education
candidates are prepared.
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It is
also important not to forget that unit assessment involves the
assessment of unit operations as well as assessment of
degree-granting programs. Unit operations encompass activities such
as the evaluation of advisement and student teaching placements. It
also involves the review and evaluation of the assessment system as
a whole and an institution’s conceptual framework. Ordinarily, a
university or college has evaluation measures already in place for
areas like academic advisement so it is only a matter of obtaining
the necessary information from the appropriate office and
documenting the process. For endeavors such as assessing conceptual
frameworks or assessment systems, new procedures may need to be
developed, implemented and documented.
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Once the
academic unit has adopted the assessment outcomes, align them to the
Special Professional Association (SPA) standards for each
degree-granting program. In this way, when the assessment outcomes
are subsequently aligned to existing data collection instruments,
the instruments measure both assessment outcomes and SPA standards.
Also, it is more than likely that modification of the instruments
will be necessary to better measure the outcomes. In addition, some
of the outcomes may not be assessable with the current instruments.
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Create
instruments, processes, or programs to measure the remainder of the
assessment outcomes. Be sure to have a mixture of both qualitative
and quantitative measures for the overall collection of outcomes.
More than one assessment measure for any one outcome is desired, but
not required. Be sure that the assessment measures or processes
that are put into place are sustainable, reasonable, and manageable
in terms of an overall assessment program. If unreasonable
assessment procedures are established, it is likely that data will
not be able to be collected over time and therefore candidate
change, growth and improvement in attaining the knowledge, skills,
and dispositions put forth in the conceptual framework will be
impossible to track.
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It is
especially crucial to have input from members of the PEU from P-12
environments throughout the assessment process, but especially in
steps 7 and 8. It is with their help that manageable instruments
will be created and adopted, and ultimately implemented. If the
P-12 constituents are a part of this endeavor from the outset, they
will feel invested in the conceptual framework, assessment system,
and the accreditation effort as a whole. Without their cooperation,
much needed evidence will not be gathered nor will the conceptual
framework be promoted to all facets of education candidates’
experiences.
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Align
data collection instruments and evidence to the Four Transition
Points outlined by NCATE. It is fine to have more transitions,
gateways, or checkpoints than those that are reviewed by the
national accrediting body, but it is important that there are not
less than four. The four transition points NCATE examines are 1)
entrance into education programs; 2) entry into student teaching,
internship, practicum; 3) exit from student teaching, internship,
practicum; and 4) exit from education programs. Divide these four
transition points into initial and advanced certification programs
as both types of certification must be accounted for at each point.
Be clear what types of assessments are gathered and reviewed at each
transition point. Create rubrics or descriptors of acceptable
performances/scores/etc. for each assessment at each point. State
with what body, office, or person, the transition points are tracked
for each candidate and how successful transition from one point to
the next is communicated to necessary individuals (i.e. program
chairs, unit assessment chairs, deans, etc.).
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Investigate and adopt efficient data collection measures and
procedures. Create electronic databases and programming routines to
extract standardized test data and other demographic data that may
be available for assessment use. Be sure answers to your surveys
can be compiled and analyzed electronically. Web-based instruments
that export into programs such as Microsoft Access, Microsoft Excel,
or SPSS are preferable. As well, server space that is common to all
stakeholders in the PEU should be attained to house these
databases. If that is not an option, create surveys that are
answerable in Scantron format so that the hardcopies can simply be
run through a machine and answers aggregated and data tabulated.
Using entirely hardcopy data collection instruments is not viable
for sustained data collection. A full-time research assistant would
need to be hired to input and analyze data from numerous candidate
surveys, employer surveys, and/or alumni surveys. This is
especially pertinent if you have large population of pre-service
teacher candidates. You may find, initially, that your institution
has a multitude of data already, but collected in a variety of
places and databases. It is important to bring this information
together in one place in order to make analyses more efficient and
to facilitate the communication of important information. The
ability to link all of the data collection measures and databases
will be an issue that should be addressed at the planning stages of
your Assessment System.
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Prior to
beginning any data collection, attain approval or exemption from the
Use of Human Participants examining board at your institution. This
is a critical step in ethical assessment and data gathering
processes. To utilize all the data that you will likely need in
your assessment, such as GPAs, curriculum codes, perhaps gender,
ethnicity or age, you will need to attain this type of permission
from your university.
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Begin
data collection. Be specific about when you would like surveys or
information returned from your various participant populations.
Include cover letters that explain the accreditation process and the
importance of responses with surveys to potential employers or
alumni. Be sure that supervisors or professional development
educators are aware of candidate deadlines for returning data
collection instruments. This will help to avoid updating
“finalized” data.
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Input and
analyze incoming data as soon as it is returned. Procrastinating on
this effort merely leaves piles paper and many computer files lying
around with the potential for getting lost or misplaced. It is also
critical to analyze data immediately so that timely conclusions and
decisions about improving professional practice can be made and
implemented.
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Be sure
to aggregate and disaggregate incoming data. Aggregated data is
useful for assessment committee, unit, and administrative purposes.
Disaggregated data is more useful to individual degree-granting
programs as well as departments in the arts and sciences that
prepare teacher education candidates with specific academic
concentrations. Both aggregated and disaggregated data must be
efficiently disseminated to the appropriate programs, governing
bodies, and offices so that conclusions can be drawn about
professional preparation of teacher education candidates. These
types of data can also be used as evidence during an NCATE site
visit. It is therefore, imperative that all data collection
instruments are designed so as to identify a variety of anonymous,
demographic information (such as degree program, arts and science
concentration, year in university, etc.). These demographic data
will also assist in linking all gathered information together and
analyzing it for trends across programs, concentrations, gender,
etc.
-
Once data
collection measures have been are in place, measures of fairness and
consistency should be ensured. If standardized tests are being
used, reliability and validity information can generally be obtained
from the testing companies. When “homegrown” surveys are in use,
true statistical validity and reliability testing may not be an
option. It is exceedingly difficult to validate self-made
questionnaires so other measures of ensuring fairness and
consistency should be implemented. One example would be to assemble
a small committee of individuals not involved in the original
alignment of “homegrown” instruments to conceptual framework
outcomes. This ad hoc committee could then examine each of the
instruments and document whether they do or do not align to certain
outcomes based on specific criteria. Granted, this is not a way to
ensure validity or reliability in the statistical sense, but it is
taking a step toward ensuring fairness and consistency and that is
all that NCATE requires. (In fact, when reviewing NCATE
documentation, they do not use the terms “validity” and
“reliability.” Instead, their exact language is “fairness” and
“consistency.”).
-
As an
assessment committee, distribute the aggregated and disaggregated
data to chairs of the education departments, chairs of the arts and
sciences departments which participate in teacher education, chairs
of the NCATE standards committees (if your institution has those),
members of a unit governing body and other involved stakeholders.
This can take a vast amount of time to organize initially, but with
the help of a graduate assistant or work-study student, the process
can progress much more quickly. It is also helpful to include a
detailed, explanatory cover letter with your data, explaining the
instrument(s) from which is was obtained, the purpose for obtaining
the data, and how it was analyzed. Once the data is properly
organized and the cover letter created, it is simply a matter of
making photocopies and doing (mostly) inter-office mailings.
-
Allow
some time for departments and committees to review the aggregated
and disaggregated data and to draw conclusions based on the data
analysis. What does it indicate about the professional practice
within in the programs? Do areas need to be modified? Do certain
aspects need to be recognized and praised for their success?
Questions such as these should be carefully considered and
discussed.
-
Once
smaller groups have had a chance to review the data, each should
decide upon recommendations to make to the overarching
unit-governing group regarding modifications to teacher candidate
preparation. Since professional practice is being assessed as a
“unit,” the recommendations made by one group or committee effect
all the education programs and must be discussed, decided upon, and
adopted as a whole. If not, it is not “unit” assessment.
-
If the
larger unit-governing group accepts recommendations for the
modification of teacher preparation by program, or as a whole, then
the revisions must follow the normal institution process, or “lines
of authority,” for programmatic changes. This usually involves the
completion of standard institutional forms, acceptance by various
curriculum committees, university governing bodies, and ultimately,
the signature of the university or college president and/or provost.
-
Recommendations to modify professional teacher educator preparation
need to be put into practice in a timely manner. These
recommendations can include omitting specific application procedures
because they are redundant, raising or lowering required GPAs or
standardized test scores, or emphasizing the use of scaffolding in
teaching throughout the teacher preparation programs. Modifications
can be of a minor, more administrative nature, or more far-reaching
into education courses and/or field experiences. Whichever the
case, it is important to discuss modifications to teacher
preparation as a large group and come to mutually agreeable
conclusions. Otherwise, modifications or changes in practice will
only be done by a few, rather than reaching across the unit. As
well, a timeline for larger changes to be implemented may be needed
so that involved individuals can work on and institute initiatives
in a manageable way.
-
Assess
modifications using reliable and valid data gathering techniques
(surveys, focus groups, pre-tests and posttests with a spectrum of
stakeholders). In some cases, be sure to allow enough time for a
new initiative or program modification to take hold in the
institution before assessing it. Assessing a modification too early
can result in skewed data and an inaccurate perception of the
success or failure of the change. Similarly, assessment of a
modification too late can result in the propagation of an
unsuccessful or even harmful change much too long. The nature of
the program modification, as well as input from initiative
implementers and candidates, will likely dictate when to assess a
change to the professional preparation of teacher education
candidates.
-
Continue
to communicate data-driven recommendations and improve the
professional preparation of teacher education candidates.
-
At the
time of this writing, for institutions having NCATE accreditation
visits in the Fall of 2003 or later, at least three years of data or
evidence of candidates attaining goals outlined in the conceptual
framework is required. It is also worth noting that institutions
having their site visit at this time or later need to have their
assessment systems in place and operational. No longer is an
“assessment plan” acceptable for accreditation. Now any plans must
be put into place and evidence of its successful operation must be
exhibited.
-
Once an
assessment system has been established and is in use, and other
areas of the NCATE Standards are also progressing, schedule a “mock
visit” with a consultant who is well versed in the process of NCATE
accreditation. The sooner before an actual on-site visit that this
“mock visit” occurs, the better. It is likely that, no matter how
hard an institution has worked at the Standards, the consultant will
find areas that need improvements and modifications. The more time
given an institution to make these required changes, the better for
all concerned. Making modifications to the Standards, especially
the Assessment System, under a tight time frame is at best difficult
and at others, not possible at all. A “mock visit” scheduled at the
earliest time an institution is ready is best.
Conclusions
Although accreditation should be a positive process meant to reflect and
improve upon the professional practice of teacher-education
institutions, the process often evolves into something quite the
opposite. Rather than building collegiality and creating a
collaborative, efficiently functioning unit, the process of
accreditation can seem like “just one more thing” that is often pushed
onto the shoulders of the unfortunate (or untenured!). If you see
emotions, tempers, and stress levels running high the closer it gets to
your site visit, be assured that this happens at many institutions. The
important thing to remember is that, although accreditation is a serious
process, it’s best not to take yourself too seriously as you go about
getting ready for a site visit. Many jobs and/or duties associated with
accreditation are equally difficult and time consuming. It’s important
to remember that you’re not “the only one” and to be gentle with both
yourself and your colleagues when it comes to deadlines, work to be
done, and scouting about for necessary information. As natural as it is
to feel the stress of this process, take care to give compliments and
support to your colleagues. It will not only improve the overall
atmosphere of your unit (which is quite critical during an accreditation
visit), but it will also help to keep the process in perspective and,
hopefully, to feel the value of what it is that you and your colleagues
are doing.
Finally, do
not forget your candidates. The reality of the situation is that this
process is for the betterment of their professional preparation. They
too are stakeholders will be learning about the process. It is
important to keep open dialogue with these members of the educational
community and when doing so, to keep a record of any discussions because
they add to the assessment and the overall improvement of degree
programs.
As we stated
in the beginning of this article, accreditation is a process that is
meant to improve the quality of teacher preparation programs. This is
achieved through cooperation, collaboration, reflective and thoughtful
practice, and performance-based assessment measures that drive
improvements in current practice. Periodically, this can seem to be a
prolonged and stressful activity, but given enough time to engage in the
process effectively, accreditation can be a very positive activity. It
is also often helpful to listen to the voices of those who have
previously been through and learned from this process. Hopefully this
article has value and helps to improve the quality to teacher
preparation programs by facilitating the accreditation effort for
institutions of higher learning.
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